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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
POWELL MICHAEL C/O SOFINNOVA VENTURE PARTNERS INC 140 GEARY BLVD 10TH FLOOR SAN FRANCISCO, CA |
X |
/s/ Michael Powell | 03/20/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | (1) Shares are owned directly by Sofinnova Venture Partners V, L.P. (SVP). Sofinnova Management V 2005, L.L.C. (SM 2005) and Sofinnova Management V, L.L.C. (SM), the general partners of SVP, and Michael Powell (Powell), James Healy (Healy) and Alain Azan (Azan), the managing members of SM and SM 2005, may be deemed to have shared voting and dispositive power over the shares owned by SVP. SM, SM 2005, Powell, Healy and Azan disclaim beneficial ownership over the shares owned by SVP except to the extent of any pecuniary interest therein. |
(2) | (2) Shares are owned directly by Sofinnova Venture Affiliates V, L.P. (SVA). Sofinnova Management V, L.L.C. (SM), the general partner of SVA, and Michael Powell (Powell), James Healy (Healy) and Alain Azan (Azan), the managing members of SM, may be deemed to have shared voting and dispositive power over the shares owned by SVA. SM, Powell, Healy and Azan disclaim beneficial ownership over the shares owned by SVA except to the extent of any pecuniary interest therein. |
(3) | (3) Shares are owned directly by Sofinnova Venture Principals V, L.P. (SVPII). Sofinnova Management V, L.L.C. (SM), the general partner of SVPII, and Michael Powell (Powell), James Healy (Healy) and Alain Azan (Azan), the managing members of SM, may be deemed to have shared voting and dispositive power over the shares owned by SVPII. SM, Powell, Healy and Azan disclaim beneficial ownership over the shares owned by SVPII except to the extent of any pecuniary interest therein. |